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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

SHANNON LONDON SMITH

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Lincoln, NE

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Search this name across graphsid dfx:ria:a66e7f67-1501-b7d1-e872-1fa7d6028382

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 17, 1994
First registration: Jan 5, 2007
Dual registered: yes, broker-dealer
Other names: SHANNON LONDON SMITH
IAPD individual key: 2495650

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	May 23, 2015	n/a	yes	Lincoln, NE	Current employment
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Mar 27, 2013	Mar 26, 2014	no	BISMARCK, ND	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Feb 8, 2013	Feb 22, 2013	no	LA VISTA, NE\|ROSEVILLE, CA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	May 11, 2011	Feb 13, 2013	no	MINNEAPOLIS, MN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 5, 2007	May 2, 2011	no	IRVINE, CA\|PHONEIX, AZ\|ADDISON, TX\|HOUSTON, TX\|CLEVELAND, OH\|LOS ANGELES, CA\|DENVER, CO\|ADDISON, TX\|HOUSTON, TX\|SAN LEANDRO, CA\|MESA, AZ\|MESA, AZ\|GLENDALE, AZ\|SCOTTSDALE, AZ\|SUN CITY, AZ\|SUN CITY, AZ\|SUN CITY WEST, AZ\|TEMPE, AZ\|TUCSON, AZ\|PRESCOTT, AZ\|SEDONA, AZ\|GREEN VALLEY, AZ\|TUCSON, AZ\|SUN LAKES, AZ\|HENDERSON, NV\|LAS VEGAS, NV\|HENDERSON, NV\|SURPRISE, AZ\|LAS VEGAS, NV\|NORTH LAS VEGAS, NV\|CHARLOTTE, NC\|CHICAGO, IL\|GREEN VALLEY, AZ\|RENO, NV\|SCOTTSDALE, AZ\|SUN CITY WEST, AZ\|CHANDLER, AZ\|LAS VEGAS, NV\|LAS VEGAS, NV\|NORTH LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT CENTERS OF AMERICA, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Mar 26, 2014	May 23, 2015	423	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Feb 22, 2013	Mar 27, 2013	33	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	SECURITIES AMERICA ADVISORS, INC.	Feb 13, 2013	Feb 8, 2013	-5	Firm change	Other
WELLS FARGO ADVISORS	QUESTAR ASSET MANAGEMENT, INC.	May 2, 2011	May 11, 2011	9	Firm change	Other

Relationships

Registered with (5)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
May 23, 2015 to presentfactForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Mar 27, 2013 to Mar 26, 2014factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Feb 8, 2013 to Feb 22, 2013factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 11, 2011 to Feb 13, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 5, 2007 to May 2, 2011factForm ADV

Dated events

No dated event names this entity yet.