DFX Intelligence

D••• B•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

D••• B•••••• A••••••

Advisor at S•••••• W••••• M•••••••••

HASTINGS, NE

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Search this name across graphsid dfx:ria:a6796800-defe-d2db-7a45-b3408758c74f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 10, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M•••••••••	State registered	Jun 22, 2026	n/a	yes	HASTINGS, NE	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Feb 10, 2023	Jun 16, 2026	no	HASTINGS, NE\|ELKHORN, NE\|Hastings, NE\|Hastings, NE\|HASTINGS, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	S•••••• W••••• M•••••••••	Jun 16, 2026	Jun 22, 2026	6	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ S•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2023 to Jun 16, 2026factForm ADV

Dated events

Occurred
Jun 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6796800-defe-d2db-7a45-b3408758c74f
First observed: Feb 10, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.