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Advisor at RBC CAPITAL MARKETS, LLC
Westlake, OH | Avon Lake, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 1, 2022 | n/a | yes | Westlake, OH|Avon Lake, OH | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 13, 2005 | Sep 12, 2022 | no | WESTLAKE, OH|WESTLAKE, OH|WESTLAKE, OH | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Sep 26, 2003 | May 18, 2005 | no | ROCKY RIVER, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Sep 12, 2022 | Sep 1, 2022 | -11 | Firm change | Wirehouse to ibd |
| KEYBANC CAPITAL MARKETS INC. | WELLS FARGO ADVISORS | May 18, 2005 | May 13, 2005 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:31194:OH:2022-09-06 | Sep 12, 2022 | Sep 1, 2022 | WESTLAKE, OH | Firm change |