DFX Intelligence

A••••• P••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist45 years in industry

A••••• P••••• M•••

Advisor at S•• P••••••••• S•••••••• I•••

METAIRIE, LA

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Search this name across graphsid dfx:ria:a68c4fae-2680-9718-ca13-54421949eab5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• P••••••••• S•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• P••••••••• S•••••••• I•••	State registered	Aug 22, 2014	n/a	yes	METAIRIE, LA	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Jun 16, 2003	Jul 14, 2014	no	MATAIRIE, LA\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	S•• P••••••••• S•••••••• I•••	Jul 14, 2014	Aug 22, 2014	39	Firm change	Other

Relationships

Registered with (2)

→ S•• P••••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 22, 2014 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Jun 16, 2003 to Jul 14, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a68c4fae-2680-9718-ca13-54421949eab5
First observed: Jun 16, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.