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Advisor at CETERA INVESTMENT ADVISERS LLC
HADDON HEIGHTS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | HADDON HEIGHTS, NJ | Current employment |
| MASLAND & BARRICK ADVISORY, INC | State registered | Feb 19, 2010 | Nov 13, 2013 | no | CAMP HILL, PA | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Aug 1, 2003 | Sep 3, 2013 | no | CHERRYHILL, NJ|HADDON HEIGHTS, NJ|CHERRY HILL, NJ|HADDON HEIGHTS, NJ | Previous registration |
| NATHAN & LEWIS SECURITIES, INC. | n/a | Oct 31, 2001 | Aug 1, 2003 | no | CHERRY HILL, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MASLAND & BARRICK ADVISORY, INC | CETERA INVESTMENT ADVISERS LLC | Nov 13, 2013 | Jun 29, 2023 | 3,515 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | MASLAND & BARRICK ADVISORY, INC | Sep 3, 2013 | Feb 19, 2010 | -1,292 | Firm change after gap | Other |
| NATHAN & LEWIS SECURITIES, INC. | WALNUT STREET SECURITIES, INC. | Aug 1, 2003 | Aug 1, 2003 | 0 | Bulk transfer | Other |