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Advisor at WELLS FARGO ADVISORS
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 26, 2015 | n/a | yes | WEST DES MOINES, IA | Current employment |
| DEWAAY CAPITAL MANAGEMENT | Former SEC adviser | Oct 5, 2007 | Jan 26, 2015 | no | WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEWAAY CAPITAL MANAGEMENT | WELLS FARGO ADVISORS | Jan 26, 2015 | Jan 26, 2015 | 0 | Firm change | Other |