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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MORTGAGE CAPITAL OPPORTUNITIES LLC

MORTGAGE OPPORTUNITIES CAPITAL LLC, CRD 290422

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6a021bf-24bf-8869-4be4-8a7ad311798a

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2017 to Mar 29, 2019
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $171MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $171M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
SEC number: 801-112021
CRD: 290422
Filings on the tape: 3
First filed: Oct 12, 2017
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOUBLELINE CAPITAL GP LLC	GENERAL PARTNER	F	yes	12/2009	Oct 12, 2017	Mar 29, 2019
DOUBLELINE GP HOLDINGS LP	GENERAL PARTNER	F	yes	10/2016	Oct 12, 2017	Mar 29, 2019
DOUBLELINE MORTGAGE OPPORTUNITIES GP LLC	GENERAL PARTNER	F	yes	09/2018	Oct 12, 2017	Mar 29, 2019
DOUBLELINE MORTGAGE OPPORTUNITIES MASTER FUND LP	SOLE MEMBER	E	yes	09/2018	Oct 12, 2017	Mar 29, 2019
GUNDLACH, JEFFREY, EDWARD	SOLE MEMBER	E	yes	09/2010	Oct 12, 2017	Mar 29, 2019
ZALVAN, NEAL, L	CHIEF COMPLIANCE OFFICER	Na	no	09/2018	Oct 12, 2017	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DOUBLELINE CAPITAL LP	n/a	Asset manager	$93B	Y	yes	n/a
DOUBLELINE EQUITY LP	n/a	Former SEC adviser	$88.3M	N	yes	n/a
DOUBLELINE CMBS FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
DOUBLELINE GP HOLDINGS LP	n/a	n/a	n/a	N	yes	n/a
DOUBLELINE MORTGAGE OPPORTUNITIES GP LLC	n/a	n/a	n/a	Y	yes	n/a
DOUBLELINE OPPORTUNISTIC INCOME GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$171M	$171M	20	13	0	n/a	n/a
2017	Mar 14, 2018	$182M	$182M	14	10	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$171M	$182M	-6.2%	n/a	n/a	20	14	0	0

Relationships

Affiliated with (2)

→ DOUBLELINE CAPITAL LPRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ DOUBLELINE EQUITY LPRegistered adviserother investment adviser, common control
factForm ADV

Owns (1)

← ZALVAN, NEAL, LOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 12, 2017 to presentfactForm ADV

Controls (5)

← GUNDLACH, JEFFREY, EDWARDOwnerSOLE MEMBER, ownership code E, individual
Oct 12, 2017 to presentfactForm ADV
← DOUBLELINE CAPITAL GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Oct 12, 2017 to presentfactForm ADV
← DOUBLELINE GP HOLDINGS LPOwnerGENERAL PARTNER, ownership code F, domestic entity
Oct 12, 2017 to presentfactForm ADV
← DOUBLELINE MORTGAGE OPPORTUNITIES GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Oct 12, 2017 to presentfactForm ADV
← DOUBLELINE MORTGAGE OPPORTUNITIES MASTER FUND LPOwnerSOLE MEMBER, ownership code E, foreign entity
Oct 12, 2017 to presentfactForm ADV

Dated events

Occurred
Oct 12, 2017
First Form ADV filing
Mortgage Capital Opportunities Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6a021bf-24bf-8869-4be4-8a7ad311798a
First observed: Oct 12, 2017
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MORTGAGE CAPITAL OPPORTUNITIES LLC

MORTGAGE OPPORTUNITIES CAPITAL LLC, CRD 290422

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6a021bf-24bf-8869-4be4-8a7ad311798a

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOUBLELINE CAPITAL GP LLC

GENERAL PARTNER

yes

12/2009

Oct 12, 2017

Mar 29, 2019

DOUBLELINE GP HOLDINGS LP

GENERAL PARTNER

yes

10/2016

Oct 12, 2017

Mar 29, 2019

DOUBLELINE MORTGAGE OPPORTUNITIES GP LLC

GENERAL PARTNER

yes

09/2018

Oct 12, 2017

Mar 29, 2019

DOUBLELINE MORTGAGE OPPORTUNITIES MASTER FUND LP

SOLE MEMBER

yes

09/2018

Oct 12, 2017

Mar 29, 2019

GUNDLACH, JEFFREY, EDWARD

SOLE MEMBER

yes

09/2010

Oct 12, 2017

Mar 29, 2019

ZALVAN, NEAL, L

CHIEF COMPLIANCE OFFICER

09/2018

Oct 12, 2017

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DOUBLELINE CAPITAL LP

n/a

Asset manager

$93B

yes

n/a

DOUBLELINE EQUITY LP

n/a

Former SEC adviser

$88.3M

yes

n/a

DOUBLELINE CMBS FUND GP LLC

n/a

yes

n/a

DOUBLELINE GP HOLDINGS LP

n/a

yes

n/a

DOUBLELINE MORTGAGE OPPORTUNITIES GP LLC

n/a

yes

n/a

DOUBLELINE OPPORTUNISTIC INCOME GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$171M

n/a

2017

Mar 14, 2018

$182M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$171M

$182M

-6.2%

n/a