DFX Intelligence

G•••••• P••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

G•••••• P••• F••••

Advisor at A••••••••• L••

LOS ANGELES, CA | CINCINNATI, OH

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Search this name across graphsid dfx:ria:a6a470b9-00c8-0083-f1a0-5e2791a7d4b0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 9, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Jul 10, 2012	n/a	yes	CINCINNATI, OH\|LOS ANGELES, CA	Current employment
A•••••••• I••••••••• A•••••••• L••	Former SEC adviser	Oct 7, 2010	Jul 9, 2012	no	CINCINNATI, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• I••••••••• A•••••••• L••	A••••••••• L••	Jul 9, 2012	Jul 10, 2012	1	Firm change	Other
D••••••• I••••••••• A••••••• L••	A•••••••• I••••••••• A•••••••• L••	Oct 8, 2010	Oct 7, 2010

Relationships

Registered with (3)

→ A••••••••• L••Registered adviserregistration: current employment
Jul 10, 2012 to presentfactForm ADV
→ A•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 7, 2010 to Jul 9, 2012factForm ADV
→ D••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 9, 2005 to Oct 8, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6a470b9-00c8-0083-f1a0-5e2791a7d4b0
First observed: May 9, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.