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PUFF WEALTH MANAGEMENT LLC, CRD 298177
HADDONFIELD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ADAM VAN VOORHIS PUFF | n/a | HADDONFIELD, NJ | 7 | 21 | 4 | no |
| RACHEL CATHERINE ALLISON | n/a | HADDONFIELD, NJ | 2 | 10 | n/a | no |
| Darin Reid Brockman | n/a | HADDONFIELD, NJ | 1 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALLISON, RACHEL, CATHERINE | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2024 | Nov 23, 2024 | Nov 23, 2024 |
| PUFF, ADAM, VAN VOORHIS | President | E | yes | 09/2009 | Nov 23, 2024 | Nov 23, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 16, 2026 | $135M | $125M | 3 | 3 | 0 | n/a | n/a |
| 2024 | Jan 27, 2025 | $105M | $95.5M | 3 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 33.3% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $135M | $105M | 28.6% | n/a | n/a | 3 | 3 | 0 | 0 |