DFX Intelligence

E••••• M•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner39 years in industry

E••••• M•••••• D••••••

Advisor at P•••••• P•••••••• L••

SAN JUAN, PR

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Search this name across graphsid dfx:ria:a6b0c557-add8-1cdb-f1a3-d4537ce64c90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• P•••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 3, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• P•••••••• L••	Former SEC adviser	Feb 19, 2021	n/a	yes	SAN JUAN, PR	Current employment
P•••••• P•••••••• L••	Former SEC adviser	Oct 6, 2004	Nov 4, 2020	no	NEW YORK, NY	Previous registration

Relationships

Registered with (1)

→ P•••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 6, 2004 to Nov 4, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6b0c557-add8-1cdb-f1a3-d4537ce64c90
First observed: Oct 6, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.