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Advisor at KINGSBURY CAPITAL INVESTMENT ADVISORS LLC
WILMETTE, IL | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KINGSBURY CAPITAL INVESTMENT ADVISORS LLC | Independent wealth | Nov 1, 2017 | n/a | yes | WILMETTE, IL|Chicago, IL | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 15, 2010 | Oct 30, 2017 | no | CHICAGO, IL|Chicago, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 27, 2010 | no | Chicago, IL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | CHICAGO, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Apr 8, 2004 | Apr 2, 2007 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 7, 1999 | Apr 19, 2004 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC | Oct 30, 2017 | Nov 1, 2017 | 2 | Firm change | Other |
| MORGAN STANLEY | ROBERT W. BAIRD & CO. INCORPORATED | Oct 27, 2010 | Oct 15, 2010 | -12 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY DW INC. | Apr 19, 2004 | Apr 8, 2004 | -11 | Firm change | Other |