DFX Intelligence

K••• G•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

K••• G•••••• W•••••

Advisor at G•••••• A••••••• I•••

PLACENTIA, CA | HUNTINGTON BEACH, CA

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Search this name across graphsid dfx:ria:a6b36b3f-66a4-61b3-b7d2-3cc359448e5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 29, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• A••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 29, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• M•••••••••	Independent wealth	Oct 30, 2020	n/a	yes	HUNTINGTON BEACH, CA\|PLACENTIA, CA	Current employment
G•••••• A••••••• I•••	Former SEC adviser	Feb 11, 2002	n/a	yes	HUNTINGTON BEACH, CA\|HUNTINGTON BEACH, CA	Current employment

Relationships

Registered with (2)

→ R•• W••••• M•••••••••Registered adviserregistration: current employment
Oct 30, 2020 to presentfactForm ADV
→ G•••••• A••••••• I•••Registered adviserregistration: current employment
Feb 11, 2002 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6b36b3f-66a4-61b3-b7d2-3cc359448e5e
First observed: Dec 29, 1993
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.