DFX Intelligence

W•••••• F•• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

W•••••• F•• W•••

Advisor at R••••• W• B•••• • C•• I•••••••••

LOUISVILLE, KY | Louisville, KY

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Search this name across graphsid dfx:ria:a6c08395-5a53-4963-52bc-de31173e2530

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 28, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Apr 11, 2024	n/a	yes	LOUISVILLE, KY\|Louisville, KY	Current employment
H••••• I••••••••• C••••••• L••	Independent wealth	Apr 3, 2019	Mar 15, 2024	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• I••••••••• C••••••• L••	R••••• W• B•••• • C•• I•••••••••	Mar 15, 2024	Apr 11, 2024	27	Firm change	RIA to RIA
J••••• H•••••••• W••• L••••• L••	H••••• I••••••••• C••••••• L••	Jul 14, 2015	Apr 3, 2019

Relationships

Registered with (3)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Apr 11, 2024 to presentfactForm ADV
→ H••••• I••••••••• C••••••• L••Registered adviserregistration: previous registration
Apr 3, 2019 to Mar 15, 2024factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
May 28, 2013 to Jul 14, 2015factForm ADV

Dated events

Occurred
Mar 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6c08395-5a53-4963-52bc-de31173e2530
First observed: May 28, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.