DFX Intelligence

S•••• M•••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

S•••• M•••••• W•••••••••

Advisor at M•••••• P••••••••• P•••••••• L•••

WAUSAU, WI | Duluth, MN

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Search this name across graphsid dfx:ria:a6c65b81-c228-92cd-cdc0-5db305a41c39

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• P••••••••• P•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• P••••••••• P•••••••• L•••	Independent wealth	Feb 11, 2025	n/a	yes	WAUSAU, WI\|Duluth, MN	Current employment
E•••••••• A•••••••• L••	National bd RIA	Apr 15, 2005	Jun 7, 2011	no	MINNEAPOLIS, MN\|PROCTOR, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	M•••••• P••••••••• P•••••••• L•••	Jun 7, 2011	Feb 11, 2025	4,998	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ M•••••• P••••••••• P•••••••• L•••Registered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 15, 2005 to Jun 7, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6c65b81-c228-92cd-cdc0-5db305a41c39
First observed: Apr 15, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.