DFX Intelligence

P••••• K•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

P••••• K•••• L•••••••

Advisor at C•••••• F•••••••• P•••••••• L••

ATLANTA, GA | HOUSTON, TX

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Search this name across graphsid dfx:ria:a6c67c2c-c6bb-289a-3e36-48534aff1a57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• P•••••••• L••	State registered	Apr 4, 2022	n/a	yes	HOUSTON, TX\|ATLANTA, GA	Current employment
M•••••• W•••••	n/a	Apr 16, 2019	Dec 31, 2022	no	Atlanta, GA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W•••••	C•••••• F•••••••• P•••••••• L••	Dec 31, 2022	Apr 4, 2022	-271	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 4, 2022 to presentfactForm ADV
→ M•••••• W•••••Registered adviserregistration: previous registration
Apr 16, 2019 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6c67c2c-c6bb-289a-3e36-48534aff1a57
First observed: Apr 16, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.