DFX Intelligence

K•••••• L•• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

K•••••• L•• C••••

Advisor at P•••••••• M•••••• L••

BONITA SPRINGS, FL | Saint Cloud, FL

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Search this name across graphsid dfx:ria:a6d2ab1b-f7f8-0fb2-ccd2-b924c9fd1028

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• M•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• M•••••• L••	Independent wealth	Dec 22, 2025	n/a	yes	BONITA SPRINGS, FL\|Saint Cloud, FL	Current employment
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Mar 16, 2021	Aug 31, 2023	no	Lumberton, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• L••	P•••••••• M•••••• L••	Aug 31, 2023	Dec 22, 2025	844	Firm change after gap	Ibd to RIA
E••••• J••••	A••••••• F•••••••• A•••••••• L••	Oct 30, 2018	Mar 16, 2021

Relationships

Registered with (4)

→ P•••••••• M•••••• L••Registered adviserregistration: current employment
Dec 22, 2025 to presentfactForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 16, 2021 to Aug 31, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 17, 2018 to Oct 30, 2018factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Aug 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6d2ab1b-f7f8-0fb2-ccd2-b924c9fd1028
First observed: Jul 28, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.