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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant15 years in industry

BRIAN JEFFERY CUMMINGS

Advisor at COMMONWEALTH FINANCIAL NETWORK

MT. PLEASANT, SC | Mt Pleasant, SC

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Search this name across graphsid dfx:ria:a6d57ea4-22b7-0edb-b60e-42b05fab9cf3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Apr 5, 2011
First registration: Apr 6, 2011
Dual registered: no
IAPD individual key: 5889885

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 11, 2019	n/a	yes	MT. PLEASANT, SC\|Mt Pleasant, SC	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 5, 2018	Jun 14, 2019	no	CHARLESTON, SC	Previous registration
MORRIS FINANCIAL CONCEPTS, INC.	Independent wealth	Dec 12, 2017	Aug 9, 2018	no	MOUNT PLEASANT, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 14, 2014	Jan 20, 2016	no	CHARLESTON, SC\|SAN DIEGO, CA\|CHARLESTON, SC	Previous registration
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Apr 6, 2011	Sep 30, 2011	no	CHARLESTON, SC\|COLUMBUS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	COMMONWEALTH FINANCIAL NETWORK	Jun 14, 2019	Jun 11, 2019	-3	Firm change	Ibd to ibd
MORRIS FINANCIAL CONCEPTS, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 9, 2018	Jan 5, 2018	-216	Firm change after gap	Other
LPL FINANCIAL LLC	MORRIS FINANCIAL CONCEPTS, INC.	Jan 20, 2016	Dec 12, 2017	692	Firm change after gap	Other
SYNOVUS SECURITIES, INC.	LPL FINANCIAL LLC	Sep 30, 2011	May 14, 2014	957	Firm change after gap	Other

Relationships

Registered with (5)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jun 11, 2019 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 5, 2018 to Jun 14, 2019factForm ADV
→ MORRIS FINANCIAL CONCEPTS, INC.Registered adviserregistration: previous registration
Dec 12, 2017 to Aug 9, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 14, 2014 to Jan 20, 2016factForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 6, 2011 to Sep 30, 2011factForm ADV

Dated events

No dated event names this entity yet.