DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PACIFIC WEALTH STRATEGIES GROUP, INC.
SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PACIFIC WEALTH STRATEGIES GROUP, INC. | Independent wealth | Sep 14, 2007 | n/a | yes | SANTA BARBARA, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | May 2, 2022 | no | SANTA BARBARA, CA | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Sep 17, 2020 | Nov 12, 2020 | no | SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | n/a | May 2, 2022 | n/a | n/a | Departure no registered destination | Departure |
| FIRST ALLIED ADVISORY SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 12, 2020 | Nov 12, 2020 | 0 | Bulk transfer | Ibd to ibd |