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Advisor at RBC CAPITAL MARKETS, LLC
SAN JOSE, CA | Tetonia, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Dec 9, 2020 | n/a | yes | SAN JOSE, CA|Tetonia, ID | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 24, 2020 | no | Palo Alto, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 18, 2006 | Jun 1, 2009 | no | PALO ALTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RBC CAPITAL MARKETS, LLC | Nov 24, 2020 | Dec 9, 2020 | 15 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:31194:CA:2020-11-24 | Nov 24, 2020 | Dec 9, 2020 | PALO ALTO, CA | Firm change |