DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Sep 26, 2025 | n/a | yes | Boston, MA | Current employment |
| C•••••• S••••• I••••••••• M••••••••• I•• | Other adviser | Aug 31, 2020 | Sep 25, 2025 | no | SAN FRANCISCO, CA|Boston, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• I••••••••• M••••••••• I•• | C•••••• S••••• • C••• I••• | Sep 25, 2025 | Sep 26, 2025 | 1 | Channel change | Other |
| C•••••• S••••• I••••••••• A•••••••• I•• | C•••••• S••••• I••••••••• M••••••••• I•• | Aug 28, 2020 | Aug 31, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151739:106753:CA:2020-08-28 | Aug 28, 2020 | Aug 31, 2020 | SAN FRANCISCO, CA | Firm change |
| 155138:151739:MA:2018-03-30 | Mar 30, 2018 | Feb 27, 2018 | BOSTON, MA | Firm change after gap |
| C•••••• S••••• I••••••••• A•••••••• I•• | Former SEC adviser | Feb 27, 2018 | Aug 28, 2020 | no | Boston, MA|SAN FRANCISCO, CA | Previous registration |
| W•••••••• I••••••••• M••••••••• I••• | Former SEC adviser | Jul 6, 2015 | Mar 30, 2018 | no | NEW YORK, NY|BOSTON, MA | Previous registration |
| 3 |
| Channel change |
| Other |
| W•••••••• I••••••••• M••••••••• I••• | C•••••• S••••• I••••••••• A•••••••• I•• | Mar 30, 2018 | Feb 27, 2018 | -31 | Channel change | Other |