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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SPELL CAPITAL PARTNERS, LLC

CRD 162258

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:a6dec2cc-0938-a5dc-688e-667159aca1a2

Data as of Jun 29, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 4
Observed: Jun 29, 2015 to Jun 29, 2015
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Spell Capital Partners, LLC

Venture manager · shared crd

Independent Sponsorsidentity

Spell Capital Partners, LLC

Capital provider to sponsors · shared crd

Private Equityidentity

Spell Capital Partners, LLC

Private equity manager · shared crd

Private Creditidentity

SPELL CAPITAL PARTNERS, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $170MItem 5.F on the latest filing (2015-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $170M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 12
Accounts: 5
Private funds: 10Schedule D 7.B(1)
Private fund GAV: $339Mgross asset value as reported per fund; never fund size
SEC number: 801-100482
CRD: 162258
Filings on the tape: 1
First filed: Jun 29, 2015
Latest filed: Jun 29, 2015
Organised: Limited Liability Company, Minnesota

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SPELL CAPITAL MEZZANINE PARTNERS SBIC II, LP	Private Equity Fund	$214M	Mar 31, 2024	96	Mar 30, 2018	reported	021-296822
SPELL CAPITAL PARTNERS FUND V FOR QUALIFIED PURCHASERS, LP	Private Equity Fund	$65.7M	Mar 31, 2024	133	Mar 30, 2016	reported	021-252516
SPELL CAPITAL MEZZANINE PARTNERS SBIC, LP	Private Equity Fund	$23.3M	Mar 31, 2024	97	Mar 27, 2013	reported	021-184272
SPELL CAPITAL PARTNERS FUND III FOR QUALIFIED PURCHASERS, LP	Private Equity Fund	$21.5M	Mar 30, 2016	69	Mar 30, 2012	reported	021-95676
SPELL CAPITAL PARTNERS FUND II, LP	Private Equity Fund	$15.8M	Mar 30, 2012	73	Mar 30, 2012	dropped	n/a
SPELL CAPITAL PARTNERS FUND III, LP	Private Equity Fund	$11.8M	Mar 30, 2016	93	Mar 30, 2012	reported	021-87688
SPELL CAPITAL PARTNERS FUND V, LP	Private Equity Fund	$10.6M	Mar 31, 2024	57	Mar 30, 2016	reported	021-249782
SPELL CAPITAL PARTNERS MEZZANINE FUND, LP	Private Equity Fund	$1.8M	Mar 30, 2016	49	Mar 30, 2012	reported	021-95732
SPELL CAPITAL PARTNERS FUND IV, LP	Private Equity Fund	$565,255	Mar 31, 2022	89	Mar 30, 2012	reported	021-158275

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NELSON, ANDREA, RAE	CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER	Na	yes	01/2010	Jun 29, 2015	Jun 29, 2015
SPELL, HARRY, WILLIAM	LLC MEMBER, CHAIRMAN	B	yes	04/1997	Jun 29, 2015	Jun 29, 2015
SPELL, WILLIAM, HARRY	LLC MEMBER, CEO, PRESIDENT, SECRETARY	E	yes	04/1997	Jun 29, 2015	Jun 29, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SCMP MANAGEMENT I, LLC	n/a	n/a	n/a	N	yes	n/a
SCP MANAGEMENT III, LLC	n/a	n/a	n/a	N	yes	n/a
SCP MANAGEMENT IV, LLC	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (9)

→ SPELL CAPITAL MEZZANINE PARTNERS SBIC II, LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2018 to presentfactForm ADV
→ SPELL CAPITAL PARTNERS FUND V FOR QUALIFIED PURCHASERS, LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2016 to presentfactForm ADV
→ SPELL CAPITAL PARTNERS FUND V, LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2016 to presentfactForm ADV
→ SPELL CAPITAL MEZZANINE PARTNERS SBIC, LPPrivate fundPrivate Equity Fund, ERA
Mar 27, 2013 to presentfactForm ADV
→ SPELL CAPITAL PARTNERS FUND IV, LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ SPELL CAPITAL PARTNERS FUND III, LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ SPELL CAPITAL PARTNERS MEZZANINE FUND, LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ SPELL CAPITAL PARTNERS FUND III FOR QUALIFIED PURCHASERS, LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ SPELL CAPITAL PARTNERS FUND II, LPPrivate fundPrivate Equity Fund, ERA, no longer reported
Mar 30, 2012 to Mar 30, 2012factForm ADV

Controls (3)

← SPELL, WILLIAM, HARRYOwnerLLC MEMBER, CEO, PRESIDENT, SECRETARY, ownership code E, individual
Jun 29, 2015 to presentfactForm ADV
← SPELL, HARRY, WILLIAMOwnerLLC MEMBER, CHAIRMAN, ownership code B, individual
Jun 29, 2015 to presentfactForm ADV
← NELSON, ANDREA, RAEOwnerCHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 29, 2015
First Form ADV filing
Spell Capital Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6dec2cc-0938-a5dc-688e-667159aca1a2
First observed: Jun 29, 2015
Last observed: Jun 29, 2015 136 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPELL CAPITAL PARTNERS, LLC

CRD 162258

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6dec2cc-0938-a5dc-688e-667159aca1a2

Data as of Jun 29, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SPELL CAPITAL MEZZANINE PARTNERS SBIC II, LP

Private Equity Fund

$214M

Mar 31, 2024

Mar 30, 2018

reported

021-296822

SPELL CAPITAL PARTNERS FUND V FOR QUALIFIED PURCHASERS, LP

Private Equity Fund

$65.7M

Mar 31, 2024

133

Mar 30, 2016

reported

021-252516

SPELL CAPITAL MEZZANINE PARTNERS SBIC, LP

Private Equity Fund

$23.3M

Mar 31, 2024

Mar 27, 2013

reported

021-184272

SPELL CAPITAL PARTNERS FUND III FOR QUALIFIED PURCHASERS, LP

Private Equity Fund

$21.5M

Mar 30, 2016

Mar 30, 2012

reported

021-95676

SPELL CAPITAL PARTNERS FUND II, LP

Private Equity Fund

$15.8M

Mar 30, 2012

dropped

n/a

SPELL CAPITAL PARTNERS FUND III, LP

Private Equity Fund

$11.8M

Mar 30, 2016

Mar 30, 2012

reported

021-87688

SPELL CAPITAL PARTNERS FUND V, LP

Private Equity Fund

$10.6M

Mar 31, 2024

Mar 30, 2016

reported

021-249782

SPELL CAPITAL PARTNERS MEZZANINE FUND, LP

Private Equity Fund

$1.8M

Mar 30, 2016

Mar 30, 2012

reported

021-95732

SPELL CAPITAL PARTNERS FUND IV, LP

Private Equity Fund

$565,255

Mar 31, 2022

Mar 30, 2012

reported

021-158275

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NELSON, ANDREA, RAE

CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER

yes

01/2010

Jun 29, 2015

SPELL, HARRY, WILLIAM

LLC MEMBER, CHAIRMAN

yes

04/1997

Jun 29, 2015

SPELL, WILLIAM, HARRY

LLC MEMBER, CEO, PRESIDENT, SECRETARY

yes

04/1997

Jun 29, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SCMP MANAGEMENT I, LLC

n/a

yes

n/a

SCP MANAGEMENT III, LLC

n/a

yes

n/a

SCP MANAGEMENT IV, LLC

n/a

yes

n/a