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W•••• K••••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

W•••• K••••••• C••••••••

Advisor at C••••••••• W•••••• L••

WESTERVILLE, OH | LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 28, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 4, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Jul 3, 2025	n/a	yes	LOS ANGELES, CA\|WESTERVILLE, OH	Current employment
C••••••••• W••••• M••••••••• L••	Former SEC adviser	Jan 22, 2013	Sep 2, 2025	no	WESTERVILLE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M••••••••• L••	C••••••••• W•••••• L••	Sep 2, 2025	Jul 3, 2025	-61	Firm change after gap	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••••• W••••• M••••••••• L••	Jan 22, 2013	Jan 22, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
165664:143483:OH:2025-09-02	Sep 2, 2025	Jul 3, 2025	WESTERVILLE, OH	Firm change after gap

Relationships

Registered with (3)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 22, 2013 to Sep 2, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 28, 1999 to Jan 22, 2013factForm ADV

Dated events

Order

Occurred
2 Sep 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 28, 1999
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.