DFX Intelligence

D•••• R•••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D•••• R•••• L••••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Manchester, CT

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Search this name across graphsid dfx:ria:a6e619ae-1099-357c-5571-f6aca894e921

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Aug 5, 2024	n/a	yes	Manchester, CT\|GREENWOOD VILLAGE, CO	Current employment
W•••••• • R•••	Former SEC adviser	Apr 7, 2008	Jun 24, 2009	no	HARTFORD, CT\|HAMDEN, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	E•••••• A••••••• G••••• L••	Jun 24, 2009	Aug 5, 2024	5,521	Firm change after gap	Other

Relationships

Registered with (2)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Aug 5, 2024 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Apr 7, 2008 to Jun 24, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6e619ae-1099-357c-5571-f6aca894e921
First observed: Apr 7, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.