This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 11, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Apr 11, 1994

First registration

Nov 18, 2010

Dual registered

yes, broker-dealer

Other names

HEATHER V CRIST|HEATHER VICTORIA WOOD|HEATHER VICROTIA WOOD|HEIDI WOOD|Heather Crist

IAPD individual key

1867471

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a6eec00a-84e3-a1f9-871a-f41c0674b5ce

First observed

Nov 18, 2010

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.