This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 13, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 13, 1997

First registration

Aug 5, 1999

Dual registered

yes, broker-dealer

Other names

JEFFREY CRAIG DARGATZ

IAPD individual key

2912259

• Occurred

  Jun 5, 2023
  Advisor changed firm

  Jeff Craig Dargatz left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2023-06-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a6ef2fc7-9019-6212-2248-ee1902f6b2ed

First observed

Aug 5, 1999

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.