DFX Intelligence

C•••••••• D••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C•••••••• D••• P••••••••

Advisor at Q•••••• W••••• M••••••••• L••

FRISCO, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•••••• W••••• M••••••••• L••	Independent wealth	May 23, 2024	n/a	yes	FRISCO, TX	Current employment
E••••••• W••••• A•••••••	Former SEC adviser	Jul 12, 2018	Jun 14, 2024	no	Plano, TX\|OKLAHOMA CITY, OK\|Frisco, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• W••••• A•••••••	Q•••••• W••••• M••••••••• L••	Jun 14, 2024	May 23, 2024	-22	Firm change	RIA to RIA

Relationships

Registered with (2)

→ Q•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ E••••••• W••••• A•••••••Registered adviserregistration: previous registration
Jul 12, 2018 to Jun 14, 2024factForm ADV

Dated events

Order

Occurred
14 Jun 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 12, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.