DFX Intelligence

H•••••• A••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

H•••••• A••• V•••••

Advisor at S••• W••••• P•••••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:a6f0d07c-04ad-eb1c-7885-1f0a5f243a34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W••••• P•••••••• L••	Independent wealth	Nov 17, 2021	n/a	yes	RICHMOND, VA	Current employment
S••• R••••••••• S••••••••• L••	No RAUM reported	Nov 3, 2021	n/a	yes	RICHMOND, VA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	S••• R••••••••• S••••••••• L••	Nov 1, 2021	Nov 3, 2021	2	Firm change	Ibd to new firm

Relationships

Registered with (3)

→ S••• W••••• P•••••••• L••Registered adviserregistration: current employment
Nov 17, 2021 to presentfactForm ADV
→ S••• R••••••••• S••••••••• L••Registered adviserregistration: current employment
Nov 3, 2021 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2017 to Nov 1, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6f0d07c-04ad-eb1c-7885-1f0a5f243a34
First observed: Jan 14, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.