DFX Intelligence

M•••••• C•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• C•••••• B••••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Milwaukee, WI

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Search this name across graphsid dfx:ria:a6fc2746-956f-bf04-f9f6-8b6b1573b50c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Apr 16, 2021	n/a	yes	Milwaukee, WI	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Nov 15, 2019	Mar 5, 2021	no	WAUWATOSA, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Mar 5, 2021	Apr 16, 2021	42	Firm change	Other
S••••••• I••••••••• A•••••••• I•••	P•••••••• S••••••••• I•••	Jun 4, 2019	Nov 15, 2019

Relationships

Registered with (4)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Apr 16, 2021 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 15, 2019 to Mar 5, 2021factForm ADV
→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 18, 2017 to Jun 4, 2019factForm ADV
→ E•••••• A••••••• G••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6fc2746-956f-bf04-f9f6-8b6b1573b50c
First observed: Feb 28, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.