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Advisor at W&S BROKERAGE SERVICES, INC.
GRAND RAPIDS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W&S BROKERAGE SERVICES, INC. | Bd affiliated wealth | Aug 12, 2026 | n/a | yes | GRAND RAPIDS, MI | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 25, 2024 | Jan 7, 2025 | no | Grand Rapids, MI | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 20, 2023 | May 1, 2024 | no | GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | W&S BROKERAGE SERVICES, INC. | Jan 7, 2025 | Aug 12, 2026 | 582 | Firm change after gap | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | PRINCIPAL SECURITIES, INC. | May 1, 2024 | Apr 25, 2024 | -6 | Firm change | Ibd to ibd |