DFX Intelligence

S•••• R••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst18 years in industry

S•••• R••••• F••••

Advisor at S•••• S•••• F••••••••• L••

ENCINITAS, CA

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Search this name across graphsid dfx:ria:a711493f-6850-1eba-24af-6b7865680d6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• S•••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• S•••• F••••••••• L••	Independent wealth	May 7, 2026	n/a	yes	ENCINITAS, CA	Current employment
S•••• S•••• F••••••••• L••	Independent wealth	Apr 3, 2015	Jan 17, 2026	no	ENCINITAS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• A•••• M•••••••••	S•••• S•••• F••••••••• L••	Mar 3, 2015	Apr 3, 2015	31	Firm change	Other

Relationships

Registered with (2)

→ S•••• S•••• F••••••••• L••Registered adviserregistration: previous registration
Apr 3, 2015 to Jan 17, 2026factForm ADV
→ W•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Sep 25, 2007 to Mar 3, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a711493f-6850-1eba-24af-6b7865680d6d
First observed: Sep 25, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.