L•••• L•• W•••

Advisor at L•• F•••••••• L••

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7137705-377a-cb44-b076-6ccfd854e800

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 22, 2021	n/a	yes	LITTLE ROCK, AR	Current employment
S•••••• F•••• I••••••••• G••••• I•••	Former SEC adviser	Jan 29, 2018	Mar 25, 2019	no	LITTLE ROCK, AR\|LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••• I••••••••• G••••• I•••	L•• F•••••••• L••	Mar 25, 2019	Jul 22, 2021	850	Firm change after gap	RIA to ibd
1•• G••••• A••••••• I••	S•••••• F•••• I••••••••• G••••• I•••	Dec 18, 2017	Jan 29, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
47439:6413:AR:2019-03-25	Mar 25, 2019	Jul 22, 2021	LITTLE ROCK, AR	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 22, 2021 to presentfactForm ADV
→ S•••••• F•••• I••••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 29, 2018 to Mar 25, 2019factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Oct 23, 2013 to Dec 18, 2017factForm ADV
→ C•••••• O•• F•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7137705-377a-cb44-b076-6ccfd854e800
First observed: Oct 19, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.