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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PROVIDER FINANCIAL, INC.

CRD 168964

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a71c2f2d-9309-ae9f-9f5c-75d84d22b1ce

Data as of Feb 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 1, 2018 to Feb 7, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $304MItem 5.F on the latest filing (2026-02-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $304M
Private client RAUM: $304MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $152Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 735
Individual clients: 295
High net worth clients: 210
SEC number: 801-113344
CRD: 168964
Filings on the tape: 18
First filed: May 1, 2018
Latest filed: Feb 7, 2026
Organised: Corporation, IN
Website: provider-financial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT LAINE MALMQUIST	Certified Financial Planner	INDIANAPOLIS, IN	12	30	n/a	yes
JENNY MARIE MALMQUIST	n/a	INDIANAPOLIS, IN	2	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MALMQUIST, ROBERT, LAINE	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	09/2013	May 1, 2018	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROBERT L. MALMQUIST	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 7, 2026	$304M	$304M	3	2	1	n/a	n/a
2024	Mar 5, 2025	$281M	$281M	3	2	1	n/a	n/a
2023	Mar 2, 2024	$240M	$240M	2	1	0	n/a	n/a
2022	Mar 18, 2023	$211M	$211M	2	1	0	n/a	n/a
2021	Feb 9, 2022	$235M	$235M	3	1	0	n/a	n/a
2020	Jan 28, 2021	$203M	$203M	1	1	0	n/a	n/a
2019	Feb 26, 2020	$174M	$173M	1	1	0	n/a	n/a
2018	Jan 22, 2019	$140M	$140M	1	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$304M	$281M	8.2%	$211M	12.9%	3	3	1	1

Relationships

Registered with (2)

← JENNY MARIE MALMQUISTAdvisorregistration: current employment
Jan 9, 2024 to presentfactForm ADV
← ROBERT LAINE MALMQUISTAdvisorregistration: current employment
Sep 25, 2013 to presentfactForm ADV

Controls (1)

← MALMQUIST, ROBERT, LAINEOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
May 1, 2018 to Dec 19, 2024factForm ADV

Dated events

Occurred
May 1, 2018
First Form ADV filing
Provider Financial, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a71c2f2d-9309-ae9f-9f5c-75d84d22b1ce
First observed: May 1, 2018
Last observed: Feb 7, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROVIDER FINANCIAL, INC.

CRD 168964

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a71c2f2d-9309-ae9f-9f5c-75d84d22b1ce

Data as of Feb 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT LAINE MALMQUIST

Certified Financial Planner

INDIANAPOLIS, IN

n/a

yes

JENNY MARIE MALMQUIST

n/a

INDIANAPOLIS, IN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MALMQUIST, ROBERT, LAINE

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

09/2013

May 1, 2018

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROBERT L. MALMQUIST

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 7, 2026

$304M

n/a

2024

Mar 5, 2025

$281M

n/a

2023

Mar 2, 2024

$240M

n/a

2022

Mar 18, 2023

$211M

n/a

2021

Feb 9, 2022

$235M

n/a

2020

Jan 28, 2021

$203M

n/a

2019

Feb 26, 2020

$174M

$173M

n/a

2018

Jan 22, 2019

$140M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$304M

$281M

8.2%

$211M

12.9%