DFX Intelligence

J•••• M••••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

J•••• M••••••• M•••

Advisor at B•••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:a71cf43c-14d3-cc00-f37e-1b04f1c52d00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 18, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 13, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• L••	Independent wealth	Jan 10, 2024	n/a	yes	DALLAS, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 2, 2013	Jun 22, 2022	no	WEST DES MOINES, IA\|SAN DIEGO, CA\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• L••	L•• F•••••••• L••	Dec 31, 2023	Oct 2, 2013	-3,742	Firm change after gap	Other
L•• F•••••••• L••	B•••••••• L••	Jun 22, 2022	Jan 10, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
168733:6413:TX:2023-12-31	Dec 31, 2023	Oct 2, 2013	DALLAS, TX	Firm change after gap
6413:168733:TX:2022-06-22	Jun 22, 2022	Jan 10, 2024	DALLAS, TX	Firm change after gap

Relationships

Registered with (4)

→ B•••••••• L••Registered adviserregistration: previous registration
Sep 30, 2013 to Dec 31, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 2, 2013 to Jun 22, 2022factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2002 to Oct 2, 2013factForm ADV
→ C•••••••• F•••••••• G•••• I••Registered adviser

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
J•••• M••••••• M••• left B•••••••• L•• for L•• F•••••••• L•• (registered 2013-10-02)
Form ADVobserved 7 days ago
Occurred
Jun 22, 2022
Advisor changed firm
J•••• M••••••• M••• left L•• F•••••••• L•• for B•••••••• L•• (registered 2024-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a71cf43c-14d3-cc00-f37e-1b04f1c52d00
First observed: Jan 18, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.