DFX Intelligence

D•••• I•••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

D•••• I•••• L•••

Advisor at L•••••••• F•••••••• A•••••••• L••

MECHANICSBURG, PA | Mount Joy, PA

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Search this name across graphsid dfx:ria:a7262120-1228-3682-fcc0-b27a51d2602d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• F•••••••• A•••••••• L••	Independent wealth	Nov 7, 2016	n/a	yes	Mount Joy, PA\|MECHANICSBURG, PA	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Aug 29, 2007	Nov 29, 2016	no	MECHANICSBURG, PA\|CARLISLE, PA\|CARLISLE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	L•••••••• F•••••••• A•••••••• L••	Nov 29, 2016	Nov 7, 2016	-22	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
15708:284842:PA:2016-11-22	Nov 29, 2016	Nov 7, 2016	CARLISLE, PA	Firm change

Relationships

Registered with (2)

→ L•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 7, 2016 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Aug 29, 2007 to Nov 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7262120-1228-3682-fcc0-b27a51d2602d
First observed: Aug 29, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.