DFX Intelligence

T•••• H•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

T•••• H•••••• H•••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Greenwood Village, CO

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Search this name across graphsid dfx:ria:a72acd48-890e-8ef1-e5d7-692a19ee26fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 22, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Dec 13, 2016	n/a	yes	NEW YORK, NY\|Greenwood Village, CO	Current employment
A••••• I••••••••• A•••••••• L••	n/a	Jul 17, 2003	Dec 12, 2016	no	HIGHLANDS RANCH, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• A•••••••• L••	A••• A••••••• P•••••••	Dec 12, 2016	Dec 13, 2016	1	Firm change	Other
E•••• S••••••••• L••	A••••• I••••••••• A•••••••• L••	Apr 15, 2003	Jul 17, 2003

Relationships

Registered with (3)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Dec 13, 2016 to presentfactForm ADV
→ A••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 17, 2003 to Dec 12, 2016factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 11, 2000 to Apr 15, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a72acd48-890e-8ef1-e5d7-692a19ee26fb
First observed: Feb 11, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.