M••• B• A••••••

Advisor at W•• F•••••••• A•••••••• L••

Morristown, TN

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Search this name across graphsid dfx:ria:a72b963b-2a48-1902-ac50-95861def5b76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•• F•••••••• A•••••••• L••	I•••••••••_WEALTH	Jan 1, 2026	n/a	yes	Morristown, TN	Current employment
I••••••••• A••••••• G•••• C•••	Former SEC adviser	May 25, 2004	Jul 29, 2014	no	MORRISTOWN, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	I••••••••• A••••••• G•••• C•••	Dec 17, 2017	May 25, 2004	-4,954	Firm change after gap	Other
I••••••••• A••••••• G•••• C•••	W•• F•••••••• A•••••••• L••	Jul 29, 2014	Jan 1, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
3870:106684:TN:2017-12-17	Dec 17, 2017	May 25, 2004	MORRISTOWN, TN	Firm change after gap

Relationships

Registered with (3)

→ W•• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 28, 2004 to Dec 17, 2017factForm ADV
→ I••••••••• A••••••• G•••• C•••Registered adviserregistration: previous registration
May 25, 2004 to Jul 29, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a72b963b-2a48-1902-ac50-95861def5b76
First observed: Jan 28, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.