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B•••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B•••• A•••• M••••••••• I•••

B•••• A•••• M••••••••• INC, CRD 105255

NEW YORK, NY

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Search this name across graphsid dfx:ria:a738b18d-6a3f-6b93-c004-0753ff1225ad

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Aug 18, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.18 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $228MItem 5.F on the latest filing (2026-08-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $202M
Private client RAUM: $156MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• J••• J•••••	n/a	NEW YORK, NY	5	32	6	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••• P••••••• L•••	Hedge Fund	$12.3M	Jun 14, 2024	7	Apr 2, 2012	reported	n/a
B•••••• O••••••• E••••• F•••• L•••	Hedge Fund	$4.1M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• M•••• A•••	PRESIDENT/DIRECTOR	E	yes	06/1983	Apr 2, 2012	Jun 14, 2024
B••••• J•••••••• I•••	OWNER/CHIEF COMPLIANCE OFFICER	A	no	06/1983	Apr 2, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• G• H•••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•••• I•••••••• V•••• R•••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•••••• A••••••••• S••••••••• L••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$228M	$226M	1.1%	$198M	4.8%	9	9	0	0

Relationships

Advises (2)

→ B•••••• O••••••• E••••• F•••• L•••Private fundHedge Fund, IA
Mar 30, 2019 to presentfactForm ADV
→ B•••• P••••••• L•••Private fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV

Registered with (1)

← B•••• J••• J•••••Advisorregistration: current employment
Jun 10, 2021 to presentfactForm ADV

Affiliated with (1)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a738b18d-6a3f-6b93-c004-0753ff1225ad
First observed: Apr 2, 2012
Last observed: Aug 18, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 30, 2026	$228M	$202M	9	6	0	2	n/a
2024	Apr 24, 2025	$226M	$196M	9	6	0	2	n/a
2023	Mar 28, 2024	$217M	$189M	9	6	0	2	$16.4M
2022	Mar 28, 2023	$198M	$175M	9	5	0	2	$22.1M
2021	Mar 25, 2022	$246M	$238M	9	5	0	2	$26.9M
2020	Mar 30, 2021	$211M	$200M	9	6	0	2	$22.8M
2019	Mar 30, 2020	$244M	$207M	10	6	0	2	$25.6M
2018	Mar 30, 2019	$209M	$201M	10	6	0	2	$23.5M
2017	Mar 29, 2018	$224M	$216M	10	6	0	1	$19.5M
2016	Mar 30, 2017	$203M	$193M	10	10	n/a	1	$17.6M
2015	Mar 22, 2016	$183M	$174M	9	7	n/a	1	$16.2M
2014	Mar 24, 2015	$201M	$190M	8	8	n/a	1	$18.0M
2013	Mar 25, 2014	$219M	$188M	8	8	n/a	1	$15.7M
2012	Mar 28, 2013	$186M	$161M	8	8	n/a	1	$11.3M
2011	Apr 2, 2012	$162M	$148M	n/a	n/a	n/a	1	$11.3M