DFX Intelligence

R••• D••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

R••• D••• M•••••

Advisor at M•••••• A••••• S••••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:a746da9a-81dd-5a2c-6fab-c1c5b3608252

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• A••••• S••••••••• L••	Bd affiliated wealth	Jun 1, 2026	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 5, 2018	Apr 17, 2026	no	SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•••••• A••••• S••••••••• L••	Apr 17, 2026	Jun 1, 2026	45	Firm change	Ibd to ibd
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	L•• F•••••••• L••	Jan 2, 2018	Apr 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:6413:CA:2018-01-02	Jan 2, 2018	Apr 5, 2018	EL SEGUNDO, CA	Firm change

Relationships

Registered with (3)

→ M•••••• A••••• S••••••••• L••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 5, 2018 to Apr 17, 2026factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Dec 18, 2017 to Jan 2, 2018factForm ADV

Dated events

Occurred
Apr 17, 2026
Advisor changed firm
R••• D••• M••••• left L•• F•••••••• L•• for M•••••• A••••• S••••••••• L•• (registered 2026-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a746da9a-81dd-5a2c-6fab-c1c5b3608252
First observed: Dec 18, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.