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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

RELATIONAL INVESTORS LLC

CRD 107969

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:a74c0245-b9a0-2ac0-5e44-cdae860e3c68

Data as of Mar 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 25, 2015
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.9BItem 5.F on the latest filing (2015-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 6
Accounts: 15
Private funds: 11Schedule D 7.B(1)
Private fund GAV: $1.9Bgross asset value as reported per fund; never fund size
Custody, client assets: $1.9B
SEC number: 801-55028
CRD: 107969
Filings on the tape: 10
First filed: Mar 28, 2012
Latest filed: Mar 25, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RELATIONAL INVESTORS, L.P.	Hedge Fund	$783M	Nov 19, 2013	2	Mar 28, 2012	dropped	021-43732
RELATIONAL INVESTORS MID-CAP FUND II, L.P.	Hedge Fund	$696M	Mar 25, 2015	2	Mar 28, 2012	reported	021-121477
RELATIONAL INVESTORS VIII, L.P.	Hedge Fund	$623M	Nov 19, 2013	2	Mar 28, 2012	dropped	021-66649
RELATIONAL INVESTORS MID-CAP FUND I, L.P.	Hedge Fund	$600M	Mar 25, 2015	2	Mar 28, 2012	reported	021-120623
RELATIONAL CO-INVESTMENT FUND I, L.P.	Hedge Fund	$135M	Dec 8, 2014	2	Nov 19, 2013	reported	021-199002
RELATIONAL INVESTORS X, L.P.	Hedge Fund	$125M	Mar 28, 2012	2	Mar 28, 2012	dropped	021-70352
RELATIONAL INVESTORS IX, L.P.	Hedge Fund	$123M	Mar 25, 2015	2	Mar 28, 2012	reported	021-77127
RELATIONAL INVESTORS XXIII, L.P.	Hedge Fund	$109M	Mar 25, 2015	2	Mar 28, 2012	reported	021-119712
RELATIONAL COAST PARTNERS, L.P.	Hedge Fund	$96.3M	Mar 25, 2015	2	Mar 28, 2012	reported	n/a
RELATIONAL INVESTORS XV, L.P.	Hedge Fund	$86.4M	Mar 25, 2015	2	Mar 28, 2012	reported	021-81229
RELATIONAL INVESTORS XX, L.P.	Hedge Fund	$77.3M	Mar 25, 2015	2	Mar 28, 2012	reported	021-117076
RH FUND 1, L.P.	Hedge Fund	$74.1M	Mar 25, 2015	4	Mar 28, 2012	reported	n/a
RELATIONAL INVESTORS XVI, L.P.	Hedge Fund	$50.9M	Mar 25, 2015	2	Mar 28, 2012	reported	021-94941
RELATIONAL INVESTORS ALPHA FUND I, L.P.	Hedge Fund	$40.1M	Nov 19, 2013	2	Mar 28, 2012	dropped	021-117915
RH FUND 6, L.P.	Hedge Fund	$38.0M	Nov 19, 2013	2	Mar 28, 2012	dropped	021-59863
RELATIONAL FUND PARTNERS, L.P.	Hedge Fund	$8.1M	Mar 25, 2015	3	Mar 28, 2012	reported	n/a
RELATIONAL INVESTORS XXIV, L.P.	Hedge Fund	$7.6M	Mar 25, 2015	2	Nov 19, 2013	reported	021-199050
RELATIONAL INVESTORS XXII, L.P.	Hedge Fund	$4.5M	Mar 28, 2012	2	Mar 28, 2012	dropped	021-107362

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BATCHELDER, DAVID, HARRY	MANAGING MEMBER	C	yes	11/2005	Mar 28, 2012	Mar 25, 2015
BATCHELDER, DAVID, HARRY	Principal	Na	yes	03/1996	Mar 28, 2012	Mar 25, 2015
WHITWORTH, RALPH, VICTOR	Principal	Na	yes	03/1996	Mar 28, 2012	Mar 25, 2015
WHITWORTH, RALPH, VICTOR	MANAGING MEMBER	C	yes	11/2005	Mar 28, 2012	Mar 25, 2015
KARROS, KIRT, PAUL	MANAGING DIRECTOR	Na	no	07/2008	Mar 28, 2012	Mar 25, 2015
RELATIONAL INVESTORS GROUP LLC	100% OWNER	E	no	12/2014	Mar 28, 2012	Mar 25, 2015
SITLANI, JAGDISH (JAY), N.	CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER	Na	no	01/2014	Mar 11, 2014	Mar 25, 2015
SULLIVAN, JOHN, A	SENIOR MANAGING DIRECTOR	Na	no	07/2001	Mar 28, 2012	Mar 25, 2015
WINSHIP, HENRY (JAY), WARD	SENIOR MANAGING DIRECTOR	Na	no	04/2011	Mar 28, 2012	Mar 25, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 25, 2015	$2.9B	$2.9B	12	6	n/a	11	$1.9B
2013	Mar 11, 2014	$6.4B	$6.4B	30	17	n/a	12	$4.4B
2012	Mar 25, 2013	$5.5B	$5.5B	32	19	n/a	14	$3.9B
2011	Mar 28, 2012	$6.8B	$6.8B	n/a	n/a	n/a	16	$5.2B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$2.9B	$6.4B	-54.9%	$6.8B	-25.1%	12	30	n/a	n/a

Relationships

Advises (18)

→ RELATIONAL INVESTORS XX, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL INVESTORS XXIII, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL INVESTORS MID-CAP FUND I, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL INVESTORS MID-CAP FUND II, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL INVESTORS XXIV, L.P.Private fundHedge Fund, IA
Nov 19, 2013 to presentfactForm ADV
→ RELATIONAL INVESTORS XVI, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL FUND PARTNERS, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL COAST PARTNERS, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL INVESTORS IX, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RH FUND 1, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL INVESTORS XV, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ RELATIONAL CO-INVESTMENT FUND I, L.P.Private fundHedge Fund, IA
Nov 19, 2013 to presentfactForm ADV
→ RELATIONAL INVESTORS VIII, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Nov 19, 2013factForm ADV
→ RELATIONAL INVESTORS, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Nov 19, 2013factForm ADV
→ RH FUND 6, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Nov 19, 2013factForm ADV
→ RELATIONAL INVESTORS ALPHA FUND I, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Nov 19, 2013factForm ADV
→ RELATIONAL INVESTORS X, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Mar 28, 2012factForm ADV
→ RELATIONAL INVESTORS XXII, L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Mar 28, 2012factForm ADV

Owns (5)

← SULLIVAN, JOHN, AOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← WINSHIP, HENRY (JAY), WARDOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← SITLANI, JAGDISH (JAY), N.OwnerCHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 11, 2014 to presentfactForm ADV
← KARROS, KIRT, PAULOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← RELATIONAL INVESTORS GROUP LLCOwner100% OWNER, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV

Controls (2)

← BATCHELDER, DAVID, HARRYOwnerMANAGING MEMBER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← WHITWORTH, RALPH, VICTOROwnerMANAGING MEMBER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a74c0245-b9a0-2ac0-5e44-cdae860e3c68
First observed: Mar 28, 2012
Last observed: Mar 25, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RELATIONAL INVESTORS LLC

CRD 107969

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a74c0245-b9a0-2ac0-5e44-cdae860e3c68

Data as of Mar 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RELATIONAL INVESTORS, L.P.

Hedge Fund

$783M

Nov 19, 2013

Mar 28, 2012

dropped

021-43732

RELATIONAL INVESTORS MID-CAP FUND II, L.P.

Hedge Fund

$696M

Mar 25, 2015

Mar 28, 2012

reported

021-121477

RELATIONAL INVESTORS VIII, L.P.

Hedge Fund

$623M

Nov 19, 2013

Mar 28, 2012

dropped

021-66649

RELATIONAL INVESTORS MID-CAP FUND I, L.P.

Hedge Fund

$600M

Mar 25, 2015

Mar 28, 2012

reported

021-120623

RELATIONAL CO-INVESTMENT FUND I, L.P.

Hedge Fund

$135M

Dec 8, 2014

Nov 19, 2013

reported

021-199002

RELATIONAL INVESTORS X, L.P.

Hedge Fund

$125M

Mar 28, 2012

dropped

021-70352

RELATIONAL INVESTORS IX, L.P.

Hedge Fund

$123M

Mar 25, 2015

Mar 28, 2012

reported

021-77127

RELATIONAL INVESTORS XXIII, L.P.

Hedge Fund

$109M

Mar 25, 2015

Mar 28, 2012

reported

021-119712

RELATIONAL COAST PARTNERS, L.P.

Hedge Fund

$96.3M

Mar 25, 2015

Mar 28, 2012

reported

n/a

RELATIONAL INVESTORS XV, L.P.

Hedge Fund

$86.4M

Mar 25, 2015

Mar 28, 2012

reported

021-81229

RELATIONAL INVESTORS XX, L.P.

Hedge Fund

$77.3M

Mar 25, 2015

Mar 28, 2012

reported

021-117076

RH FUND 1, L.P.

Hedge Fund

$74.1M

Mar 25, 2015

Mar 28, 2012

reported

n/a

RELATIONAL INVESTORS XVI, L.P.

Hedge Fund

$50.9M

Mar 25, 2015

Mar 28, 2012

reported

021-94941

RELATIONAL INVESTORS ALPHA FUND I, L.P.

Hedge Fund

$40.1M

Nov 19, 2013

Mar 28, 2012

dropped

021-117915

RH FUND 6, L.P.

Hedge Fund

$38.0M

Nov 19, 2013

Mar 28, 2012

dropped

021-59863

RELATIONAL FUND PARTNERS, L.P.

Hedge Fund

$8.1M

Mar 25, 2015

Mar 28, 2012

reported

n/a

RELATIONAL INVESTORS XXIV, L.P.

Hedge Fund

$7.6M

Mar 25, 2015

Nov 19, 2013

reported

021-199050

RELATIONAL INVESTORS XXII, L.P.

Hedge Fund

$4.5M

Mar 28, 2012

dropped

021-107362

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BATCHELDER, DAVID, HARRY

MANAGING MEMBER

yes

11/2005

Mar 28, 2012

Mar 25, 2015

BATCHELDER, DAVID, HARRY

Principal

yes

03/1996

Mar 28, 2012

Mar 25, 2015

WHITWORTH, RALPH, VICTOR

Principal

yes

03/1996

Mar 28, 2012

Mar 25, 2015

WHITWORTH, RALPH, VICTOR

MANAGING MEMBER

yes

11/2005

Mar 28, 2012

Mar 25, 2015

KARROS, KIRT, PAUL

MANAGING DIRECTOR

07/2008

Mar 28, 2012

Mar 25, 2015

RELATIONAL INVESTORS GROUP LLC

100% OWNER

12/2014

Mar 28, 2012

Mar 25, 2015

SITLANI, JAGDISH (JAY), N.

CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER

01/2014

Mar 11, 2014

Mar 25, 2015

SULLIVAN, JOHN, A

SENIOR MANAGING DIRECTOR

07/2001

Mar 28, 2012

Mar 25, 2015

WINSHIP, HENRY (JAY), WARD

SENIOR MANAGING DIRECTOR

04/2011

Mar 28, 2012

Mar 25, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 25, 2015

$2.9B

n/a

$1.9B

2013

Mar 11, 2014

$6.4B

n/a

$4.4B

2012

Mar 25, 2013

$5.5B

n/a

$3.9B

2011

Mar 28, 2012

$6.8B

n/a

$5.2B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$2.9B

$6.4B

-54.9%

$6.8B

-25.1%

n/a