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CRD 310722
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROCKELMAN, CURTIS, FRANCIS | MANAGING MEMBER | F | yes | 03/2008 | Oct 15, 2020 | Oct 15, 2020 |
| HARVEST VOLATILITY MANAGEMENT, LLC | SOLE MEMBER | E | yes | 08/2020 | Oct 15, 2020 | Oct 15, 2020 |
| HVM VENTURES, LLC | SOLE MEMBER | E | yes | 09/2020 | Oct 15, 2020 | Oct 15, 2020 |
| MASON, LAUREL, T | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2020 | Oct 15, 2020 | Oct 15, 2020 |
| SELVALA, RICHARD, LEE | CHIEF EXECUTIVE OFFICER | C | yes | 06/2008 | Oct 15, 2020 | Oct 15, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HARVEST VOLATILITY MANAGEMENT, LLC | n/a | Former SEC adviser | $217M | Y | yes | n/a |