DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERICAN CAPITAL ADVISORY, LLC
RICHMOND, VA | KETCHUM, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN CAPITAL ADVISORY, LLC | Independent wealth | Sep 17, 2014 | n/a | yes | RICHMOND, VA|KETCHUM, ID | Current employment |
| DAVENPORT & COMPANY LLC | Bd affiliated wealth | Sep 18, 2002 | Sep 15, 2014 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 28, 2002 | Oct 9, 2002 | no | JACKSONVILLE, FL | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Jul 19, 2002 | Sep 4, 2002 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DAVENPORT & COMPANY LLC | AMERICAN CAPITAL ADVISORY, LLC | Sep 15, 2014 | Sep 17, 2014 | 2 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | DAVENPORT & COMPANY LLC | Oct 9, 2002 | Sep 18, 2002 | -21 | Firm change | Other |
| DEUTSCHE BANK SECURITIES INC. | UBS FINANCIAL SERVICES INC. | Sep 4, 2002 | Aug 28, 2002 | -7 | Firm change | Other |