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Advisor at OSAIC WEALTH, INC.
MAUMEE, OH | Sylvania, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 8, 2013 | n/a | yes | MAUMEE, OH|Sylvania, OH | Current employment |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Aug 16, 2005 | Jul 12, 2013 | no | TOLEDO, OH|TOLEDO, OH | Previous registration |
| WALNUT STREET ADVISERS INC | n/a | Jun 12, 2001 | Nov 3, 2006 | no | TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WALNUT STREET SECURITIES, INC. | OSAIC WEALTH, INC. | Jul 12, 2013 | Jul 8, 2013 | -4 | Bulk transfer | Other |
| WALNUT STREET ADVISERS INC | WALNUT STREET SECURITIES, INC. | Nov 3, 2006 | Aug 16, 2005 | -444 | Bulk transfer | Other |