DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FLETCHER ASSET MANAGEMENT, INC.

CRD 107478

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a75bbfb7-7c4e-b0c4-017d-754e15a9c1f0

Data as of Apr 19, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2012 to Apr 19, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $555MItem 5.F on the latest filing (2012-04-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $555M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 16
Private funds: 16Schedule D 7.B(1)
Private fund GAV: $555Mgross asset value as reported per fund; never fund size
Custody, client assets: $555M
SEC number: 801-50751
CRD: 107478
Filings on the tape: 2
First filed: Apr 4, 2012
Latest filed: Apr 19, 2012
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FLETCHER INTERNATIONAL, LTD.	Hedge Fund	$203M	Apr 19, 2012	1	Apr 4, 2012	reported	n/a
FLETCHER INCOME ARBITRAGE FUND, LTD	Hedge Fund	$124M	Apr 19, 2012	2	Apr 4, 2012	reported	n/a
FLETCHER INTERNATIONAL, INC.	Hedge Fund	$55.1M	Jan 2, 2014	3	Apr 4, 2012	reported	n/a
FLETCHER FIXED INCOME ALPHA FUND, LTD	Hedge Fund	$30.7M	Apr 19, 2012	2	Apr 4, 2012	reported	n/a
EQUITY INCOME CORPORATION	Hedge Fund	$18.1M	Jan 2, 2014	1	Apr 4, 2012	reported	n/a
RPGP LIMITED	Hedge Fund	$15.2M	Jan 2, 2014	2	Jan 2, 2014	reported	n/a
BRG INVESTMENTS, L.L.C.	Hedge Fund	$12.6M	Apr 19, 2012	1	Apr 4, 2012	reported	n/a
FLETCHER INTERNATIONAL PARTNERS LTD	Hedge Fund	$10.3M	Jan 2, 2014	3	Jan 2, 2014	reported	n/a
THE FLETCHER FUND, L.P.	Hedge Fund	$7.2M	Jan 2, 2014	16	Apr 4, 2012	reported	n/a
RICHCOURT PARTNERS LP	Hedge Fund	$4.7M	Apr 19, 2012	1	Apr 4, 2012	reported	n/a
Aesop	Hedge Fund	$4.2M	Apr 19, 2012	1	Apr 4, 2012	reported	n/a
FLETCHER DIVIDEND INCOME FUND, L.L.C.	Hedge Fund	$3.7M	Apr 19, 2012	1	Apr 4, 2012	reported	n/a
MULTI MANAGER INVESTORS, L.L.C.	Hedge Fund	$2.3M	Jan 2, 2014	1	Apr 4, 2012	reported	n/a
FLETCHER EQUITY ALPHA FUND, L.P.	Hedge Fund	$460,257	Jan 2, 2014	2	Apr 4, 2012	reported	n/a
THE FLETCHER INCOME ARBITRAGE FUND, L.P.	Hedge Fund	$176,331	Jan 2, 2014	3	Apr 4, 2012	reported	n/a
THE FLETCHER G FUND, L.L.C.	Hedge Fund	$49	Jan 2, 2014	1	Apr 4, 2012	reported	n/a
FLETCHER INTERNATIONAL PARTNERS L.P.	Hedge Fund	$33	Jan 2, 2014	1	Jan 2, 2014	reported	n/a
INCOME ARBITRAGE PARTNERS, LLC	Hedge Fund	$0	Apr 19, 2012	1	Apr 4, 2012	reported	n/a
FIA LEVERAGED FUND	Hedge Fund	$0	Apr 19, 2012	2	Apr 4, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENSON, KELL, BYRON	DIRECTOR & VICE CHAIRMAN	Na	yes	03/2000	Apr 4, 2012	Apr 19, 2012
FLETCHER, ALPHONSE	DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	E	yes	03/1991	Apr 4, 2012	Apr 19, 2012
TURNER, STEWART, ALAN	Director	Na	yes	10/2005	Apr 4, 2012	Apr 19, 2012
SHOWS, JAY, BARRY	CHIEF COMPLIANCE OFFICER	Na	no	12/2006	Apr 4, 2012	Apr 19, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEW WAVE ASSET MANAGEMENT LTD.	n/a	n/a	n/a	Y	yes	n/a
PITAGORA CAPITAL MANAGEMENT, LTD.	n/a	n/a	n/a	Y	yes	n/a
RICHCOURT CAPITAL MANAGEMENT, LTD.	n/a	n/a	n/a	Y	yes	n/a
SOUNDVIEW CAPITAL MANAGEMENT, LTD.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 4, 2012	$555M	$555M	n/a	n/a	n/a	16	$555M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$555M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (19)

→ FLETCHER INTERNATIONAL PARTNERS LTDPrivate fundHedge Fund, ERA
Jan 2, 2014 to presentfactForm ADV
→ MULTI MANAGER INVESTORS, L.L.C.Private fundHedge Fund, ERA
Apr 4, 2012 to presentfactForm ADV
→ FLETCHER INTERNATIONAL, INC.Private fundHedge Fund, ERA
Apr 4, 2012 to presentfactForm ADV
→ THE FLETCHER FUND, L.P.Private fundHedge Fund, ERA
Apr 4, 2012 to presentfactForm ADV
→ RPGP LIMITEDPrivate fundHedge Fund, ERA
Jan 2, 2014 to presentfactForm ADV
→ FLETCHER EQUITY ALPHA FUND, L.P.Private fundHedge Fund, ERA
Apr 4, 2012 to presentfactForm ADV
→ FLETCHER INTERNATIONAL PARTNERS L.P.Private fundHedge Fund, ERA
Jan 2, 2014 to presentfactForm ADV
→ EQUITY INCOME CORPORATIONPrivate fundHedge Fund, ERA
Apr 4, 2012 to presentfactForm ADV
→ THE FLETCHER G FUND, L.L.C.Private fundHedge Fund, ERA
Apr 4, 2012 to presentfactForm ADV
→ THE FLETCHER INCOME ARBITRAGE FUND, L.P.Private fundHedge Fund, ERA
Apr 4, 2012 to presentfactForm ADV
→ FLETCHER INTERNATIONAL, LTD.Private fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ RICHCOURT PARTNERS LPPrivate fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ AESOPPrivate fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ INCOME ARBITRAGE PARTNERS, LLCPrivate fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ FLETCHER INCOME ARBITRAGE FUND, LTDPrivate fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ FLETCHER DIVIDEND INCOME FUND, L.L.C.Private fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ FLETCHER FIXED INCOME ALPHA FUND, LTDPrivate fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ BRG INVESTMENTS, L.L.C.Private fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV
→ FIA LEVERAGED FUNDPrivate fundHedge Fund, IA
Apr 4, 2012 to presentfactForm ADV

Controls (3)

← TURNER, STEWART, ALANOwnerDIRECTOR, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV
← FLETCHER, ALPHONSEOwnerDIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ownership code E, individual
Apr 4, 2012 to presentfactForm ADV
← BENSON, KELL, BYRONOwnerDIRECTOR & VICE CHAIRMAN, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV

Owns (1)

← SHOWS, JAY, BARRYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 4, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a75bbfb7-7c4e-b0c4-017d-754e15a9c1f0
First observed: Apr 4, 2012
Last observed: Apr 19, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLETCHER ASSET MANAGEMENT, INC.

CRD 107478

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a75bbfb7-7c4e-b0c4-017d-754e15a9c1f0

Data as of Apr 19, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FLETCHER INTERNATIONAL, LTD.

Hedge Fund

$203M

Apr 19, 2012

Apr 4, 2012

reported

n/a

FLETCHER INCOME ARBITRAGE FUND, LTD

Hedge Fund

$124M

Apr 19, 2012

Apr 4, 2012

reported

n/a

FLETCHER INTERNATIONAL, INC.

Hedge Fund

$55.1M

Jan 2, 2014

Apr 4, 2012

reported

n/a

FLETCHER FIXED INCOME ALPHA FUND, LTD

Hedge Fund

$30.7M

Apr 19, 2012

Apr 4, 2012

reported

n/a

EQUITY INCOME CORPORATION

Hedge Fund

$18.1M

Jan 2, 2014

Apr 4, 2012

reported

n/a

RPGP LIMITED

Hedge Fund

$15.2M

Jan 2, 2014

reported

n/a

BRG INVESTMENTS, L.L.C.

Hedge Fund

$12.6M

Apr 19, 2012

Apr 4, 2012

reported

n/a

FLETCHER INTERNATIONAL PARTNERS LTD

Hedge Fund

$10.3M

Jan 2, 2014

reported

n/a

THE FLETCHER FUND, L.P.

Hedge Fund

$7.2M

Jan 2, 2014

Apr 4, 2012

reported

n/a

RICHCOURT PARTNERS LP

Hedge Fund

$4.7M

Apr 19, 2012

Apr 4, 2012

reported

n/a

Aesop

Hedge Fund

$4.2M

Apr 19, 2012

Apr 4, 2012

reported

n/a

FLETCHER DIVIDEND INCOME FUND, L.L.C.

Hedge Fund

$3.7M

Apr 19, 2012

Apr 4, 2012

reported

n/a

MULTI MANAGER INVESTORS, L.L.C.

Hedge Fund

$2.3M

Jan 2, 2014

Apr 4, 2012

reported

n/a

FLETCHER EQUITY ALPHA FUND, L.P.

Hedge Fund

$460,257

Jan 2, 2014

Apr 4, 2012

reported

n/a

THE FLETCHER INCOME ARBITRAGE FUND, L.P.

Hedge Fund

$176,331

Jan 2, 2014

Apr 4, 2012

reported

n/a

THE FLETCHER G FUND, L.L.C.

Hedge Fund

$49

Jan 2, 2014

Apr 4, 2012

reported

n/a

FLETCHER INTERNATIONAL PARTNERS L.P.

Hedge Fund

$33

Jan 2, 2014

reported

n/a

INCOME ARBITRAGE PARTNERS, LLC

Hedge Fund

Apr 19, 2012

Apr 4, 2012

reported

n/a

FIA LEVERAGED FUND

Hedge Fund

Apr 19, 2012

Apr 4, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENSON, KELL, BYRON

DIRECTOR & VICE CHAIRMAN

yes

03/2000

Apr 4, 2012

Apr 19, 2012

FLETCHER, ALPHONSE

DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

03/1991

Apr 4, 2012

Apr 19, 2012

TURNER, STEWART, ALAN

Director

yes

10/2005

Apr 4, 2012

Apr 19, 2012

SHOWS, JAY, BARRY

CHIEF COMPLIANCE OFFICER

12/2006

Apr 4, 2012

Apr 19, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEW WAVE ASSET MANAGEMENT LTD.

n/a

yes

n/a

PITAGORA CAPITAL MANAGEMENT, LTD.

n/a

yes

n/a

RICHCOURT CAPITAL MANAGEMENT, LTD.

n/a

yes

n/a

SOUNDVIEW CAPITAL MANAGEMENT, LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Apr 4, 2012

$555M

n/a

$555M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$555M

n/a