This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WATERLOO CAPITAL

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 7, 2017

First registration

Nov 7, 2017

Dual registered

no

Other names

Michael Scott Yawn|Michael Yawn

IAPD individual key

6824634

• Occurred

  Nov 22, 2023
  Advisor changed firm

  Michael Scott Yawn left Equitable Advisors, Llc for Waterloo Capital (registered 2025-01-01)

  Form ADVobserved 6 days ago
• Occurred

  Jun 20, 2023
  Advisor changed firm

  Michael Scott Yawn left Arvest Wealth Management for Equitable Advisors, Llc (registered 2023-06-27)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a766b48e-a0a6-af58-33a9-33af3b9f7ee8

First observed

Nov 7, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.