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Advisor at FIRST AMERICAN FINANCIAL ADVISORS, INC.
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST AMERICAN FINANCIAL ADVISORS, INC. | State registered | Jan 15, 2008 | n/a | yes | OVERLAND PARK, KS | Current employment |
| A. G. EDWARDS & SONS, INC. | n/a | Sep 18, 2006 | Nov 2, 2006 | no | KANSAS CITY, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Sep 11, 2006 | no | MISSION WOODS, KS|KANSAS CITY, MO | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jul 24, 2002 | Jul 1, 2003 | no | KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A. G. EDWARDS & SONS, INC. | FIRST AMERICAN FINANCIAL ADVISORS, INC. | Nov 2, 2006 | Jan 15, 2008 | 439 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | A. G. EDWARDS & SONS, INC. | Sep 11, 2006 | Sep 18, 2006 | 7 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |