DFX Intelligence

R•••• D••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

R•••• D••• K•••••

Advisor at R• K••••• F•••••••• G••••

Tucson, AZ

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Search this name across graphsid dfx:ria:a7791a40-5251-2783-64e4-29a4ba5236c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R• K••••• F•••••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 28, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R• K••••• F•••••••• G••••	State registered	Aug 21, 2018	n/a	yes	Tucson, AZ	Current employment
R••••• K••••••••• F•••••••• A•••••••• L•••	Former SEC adviser	Jul 5, 2013	Mar 28, 2019	no	TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• K••••••••• F•••••••• A•••••••• L•••	R• K••••• F•••••••• G••••	Mar 28, 2019	Aug 21, 2018	-219	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ R• K••••• F•••••••• G••••Registered adviserregistration: current employment
Aug 21, 2018 to presentfactForm ADV
→ R••••• K••••••••• F•••••••• A•••••••• L•••Registered adviserregistration: previous registration
Jul 5, 2013 to Mar 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7791a40-5251-2783-64e4-29a4ba5236c0
First observed: Jul 5, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.