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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | APPLETON, WI | OSHKOSH, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 2, 2026 | n/a | yes | APPLETON, WI|PLYMOUTH, MN|OSHKOSH, WI | Current employment |
| AEGIS FINANCIAL | Former SEC adviser | Aug 22, 2019 | Feb 9, 2026 | no | OSHKOSH, WI | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 26, 2018 | Oct 4, 2019 | no | OSHKOSH, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEGIS FINANCIAL | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Feb 9, 2026 | Jan 2, 2026 | -38 | Firm change after gap | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | AEGIS FINANCIAL | Oct 4, 2019 | Aug 22, 2019 | -43 | Firm change after gap | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305030:116407:WI:2026-02-09 | Feb 9, 2026 | Jan 2, 2026 | OSHKOSH, WI | Firm change after gap |
| 149018:305030:WI:2019-10-04 | Oct 4, 2019 | Aug 22, 2019 | OSHKOSH, WI | Firm change after gap |