DFX Intelligence

M••••• S••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner45 years in industry

M••••• S••••• K•••••

Advisor at K••••• L•••••• I••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:a7889de6-2d9e-5b80-9b63-cf14e3df14f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• L•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• L•••••• I••	Independent wealth	Mar 11, 2004	n/a	yes	MEMPHIS, TN	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Jan 6, 2012	Jul 27, 2016	no	MEMPHIS, TN\|MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	n/a	Jul 27, 2016	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ K••••• L•••••• I••Registered adviserregistration: current employment
Mar 11, 2004 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jan 6, 2012 to Jul 27, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7889de6-2d9e-5b80-9b63-cf14e3df14f4
First observed: Jan 6, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.