DFX Intelligence

M••••• X•• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

M••••• X•• L••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:a78a4474-4062-3207-d28e-8c06ea726f09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 21, 2024	n/a	yes	SAN DIEGO, CA\|Big Bear Lake, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Sep 26, 2019	Dec 10, 2019	no	EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• F••••••••	I••••••••• F•••••••• G••••• L••	Mar 6, 2020	Sep 26, 2019	-162	Firm change after gap	RIA to RIA
I••••••••• F•••••••• G••••• L••	L•• F•••••••• L••	Dec 10, 2019	Apr 21, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
148450:7717:CA:2020-03-06	Mar 6, 2020	Sep 26, 2019	EL SEGUNDO, CA	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 21, 2024 to presentfactForm ADV
→ T••••••• F••••••••Registered adviserregistration: previous registration
Mar 27, 2019 to Mar 6, 2020factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Sep 26, 2019 to Dec 10, 2019factForm ADV
→ C• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a78a4474-4062-3207-d28e-8c06ea726f09
First observed: Oct 18, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.