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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

ANTHONY JAMES BOVE

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

Brighton, MI

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Search this name across graphsid dfx:ria:a78a660f-b01d-d342-aebc-99033488a2f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 8, 1985
First registration: Jun 10, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 1321614

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 4, 2025	n/a	yes	Brighton, MI	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Aug 19, 2022	Apr 7, 2025	no	Brighton, MI\|Allen Park, MI	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Oct 12, 2010	Dec 31, 2022	no	Plymouth, MI\|Brighton, MI\|Allen Park, MI	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 10, 2009	Oct 15, 2010	no	PLYMOUTH, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Apr 7, 2025	Apr 4, 2025	-3	Bulk transfer	Ibd to ibd
B RILEY WEALTH MANAGEMENT	B. RILEY WEALTH ADVISORS, INC.	Dec 31, 2022	Aug 19, 2022	-134	Bulk transfer	Ibd to ibd
RBC CAPITAL MARKETS, LLC	B RILEY WEALTH MANAGEMENT	Oct 15, 2010	Oct 12, 2010	-3	Firm change	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Aug 19, 2022 to Apr 7, 2025factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 12, 2010 to Dec 31, 2022factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jun 10, 2009 to Oct 15, 2010factForm ADV

Dated events

No dated event names this entity yet.